每(mei)經(jing)編輯｜每(mei)經(jing)記者 劉海軍(jun)    

每經記者 劉海軍

今日，中國基(ji)金業協(xie)會公布了17家(jia)疑(yi)似失(shi)聯的私(si)募名單。火山(shan)財富(fu)（微信公眾(zhong)號：huoshan5188）記者(zhe)了解到(dao)，此次(ci)名單是(shi)涉及私(si)募機構數量最(zui)多的一次(ci)。這些私(si)募大(da)部分為股權投資基(ji)金，且(qie)沒有登(deng)記備案(an)過(guo)任(ren)何私(si)募產品(pin)。

在(zai)這17家私募中，澤熙投資(zi)赫然在(zai)列(lie)。火山財富(fu)記者同時注意到(dao)，在(zai)此(ci)次被協會列(lie)入(ru)失(shi)聯名單之前，徐翔(xiang)的(de)多家資(zi)本運作(zuo)平臺已經(jing)被工商管(guan)理局(ju)列(lie)入(ru)經(jing)營異常(chang)名錄(lu)，持有(you)的(de)多家上市股權也被輪候凍結。

17家私募上榜

今日，中國基(ji)(ji)(ji)金(jin)(jin)(jin)業(ye)協(xie)會公(gong)(gong)(gong)(gong)(gong)告(gao)稱，日前，協(xie)會的(de)自律核查工作涉及到(dao)山(shan)東(dong)瑞(rui)源股權(quan)投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、四川歐(ou)陽福資(zi)(zi)(zi)(zi)(zi)(zi)產管(guan)(guan)理(li)(li)(li)(li)(li)(li)拍賣有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中乾財(cai)(cai)富（北(bei)京(jing)）投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、北(bei)京(jing)瑞(rui)達利遠投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、黑龍江中舜股權(quan)投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、銀(yin)基(ji)(ji)(ji)財(cai)(cai)富（北(bei)京(jing)）投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、山(shan)東(dong)中東(dong)華融投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、遼(liao)寧安(an)瑞(rui)錦投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)顧問有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)海毓點資(zi)(zi)(zi)(zi)(zi)(zi)產管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、北(bei)京(jing)中和億澤投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、華萊(lai)財(cai)(cai)富國際投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)（北(bei)京(jing)）有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)海澤熙投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、北(bei)京(jing)中農立信科技投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中聯盟財(cai)(cai)富（北(bei)京(jing)）投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、深圳金(jin)(jin)(jin)賽銀(yin)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、北(bei)京(jing)恒銀(yin)中嘉投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)海喆麟(lin)股權(quan)投(tou)(tou)(tou)資(zi)(zi)(zi)(zi)(zi)(zi)基(ji)(ji)(ji)金(jin)(jin)(jin)管(guan)(guan)理(li)(li)(li)(li)(li)(li)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)等(deng)17家公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)。協(xie)會通過上(shang)述公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)在私募基(ji)(ji)(ji)金(jin)(jin)(jin)登(deng)記(ji)備案系統預留的(de)固定(ding)電話、手(shou)機號碼(ma)、電子(zi)郵件等(deng)均(jun)無法與(yu)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)取得聯系，公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)亦(yi)未在限(xian)(xian)(xian)(xian)(xian)(xian)定(ding)時(shi)間內回復(fu)相關情(qing)況(kuang)說明。

協(xie)會稱，上述公(gong)(gong)司(si)需要在(zai)本公(gong)(gong)告發出后5個工作(zuo)日內來函(han)對公(gong)(gong)司(si)經營情(qing)況及風險(xian)情(qing)況予以書面說明(ming)，逾(yu)期(qi)則被認定(ding)為(wei)“失聯（異常(chang)）”私募機構(gou)。

火山財富（微信公眾號：huoshan5188）記者查(cha)詢私(si)募基(ji)金(jin)管理人公示(shi)信息發現，此次(ci)被予以(yi)公告的(de)17家私(si)募中，絕大(da)多數的(de)管理基(ji)金(jin)類型為股權(quan)投(tou)資(zi)基(ji)金(jin)，且沒有(you)登記備案過任何私(si)募基(ji)金(jin)產(chan)品。失聯名單中有(you)8家私(si)募注冊地(di)在北京(jing)，3家注冊地(di)為上海，另外6家分散于(yu)山東、四川(chuan)、深(shen)圳、黑龍江和遼寧等地(di) 。

在這份名(ming)單上(shang)，上(shang)海喆(zhe)麟股權投(tou)資是(shi)因向非合格投(tou)資者募(mu)集資金(jin)，是(shi)不久前收(shou)到新規后首張違規罰(fa)單的(de)私(si)募(mu)。此(ci)外(wai)，深(shen)陷兌付危(wei)機的(de)深(shen)圳金(jin)賽銀(yin)基金(jin)也進(jin)入名(ming)單。

記(ji)者(zhe)了(le)解到，公(gong)示黑名單(dan)僅是監(jian)管(guan)(guan)鏈條中的一環，對違法違規機構(gou)進(jin)行撤銷或注銷管(guan)(guan)理(li)人登(deng)記(ji)等(deng)行動也正在(zai)(zai)展開。上周五，基(ji)(ji)金業協會(hui)同時在(zai)(zai)官網和微信上公(gong)布了(le)對中金賽富(fu)等(deng)3家私(si)募(mu)投(tou)(tou)(tou)資基(ji)(ji)金管(guan)(guan)理(li)人作出紀律(lv)處分，以及注銷華興泰達(da)(北京)投(tou)(tou)(tou)資基(ji)(ji)金管(guan)(guan)理(li)有限公(gong)司私(si)募(mu)投(tou)(tou)(tou)資基(ji)(ji)金管(guan)(guan)理(li)人登(deng)記(ji)的公(gong)告。

澤熙投資赫然在列

火(huo)山財(cai)富記者注意到，澤熙投資是第(di)一次被基(ji)金業協會列(lie)入(ru)黑(hei)名單中，但自從(cong)徐翔去年(nian)被抓后，其資本運作平(ping)臺(tai)卻早已被列(lie)入(ru)了經營異常(chang)名錄。

工商管(guan)理(li)(li)系統(tong)信息(xi)顯示，徐翔(xiang)旗下的平臺(tai)上(shang)海(hai)澤熙(xi)(xi)投資管(guan)理(li)(li)有(you)限公司(si)、上(shang)海(hai)澤熙(xi)(xi)資產管(guan)理(li)(li)中心(xin)（普通合(he)伙(huo)）、上(shang)海(hai)澤熙(xi)(xi)添(tian)暉投資中心(xin)（有(you)限合(he)伙(huo)）、上(shang)海(hai)澤熙(xi)(xi)添(tian)煦(xu)創業投資管(guan)理(li)(li)中心(xin)（有(you)限合(he)伙(huo)）目前通過(guo)登記的住所或者(zhe)經營場所無法(fa)聯(lian)系，企業已經被列入了經營異(yi)常名錄。

自從去年被抓后，關于(yu)徐翔(xiang)(xiang)的(de)(de)新聞沉寂過一(yi)段時間。但隨著前幾(ji)日徐翔(xiang)(xiang)系(xi)上市公司的(de)(de)一(yi)紙(zhi)公告，市場對徐翔(xiang)(xiang)關注的(de)(de)熱度(du)再(zai)度(du)高漲起來(lai)。

上(shang)市(shi)公司公告稱(cheng)，上(shang)海澤熙增(zeng)煦投資中(zhong)心（有(you)限(xian)合伙） 持(chi)有(you)的(de)華麗家族股(gu)權(quan)，徐翔母親(qin)鄭素貞持(chi)有(you)的(de)大(da)恒科(ke)技股(gu)權(quan)、西藏澤添投資發展有(you)限(xian)公司和竺仁(ren)寶(bao)持(chi)有(you)的(de)寧波中(zhong)百股(gu)權(quan)、 鄭素貞持(chi)有(you)的(de)文峰股(gu)份股(gu)權(quan)均被輪候凍結。

在(zai)徐翔的(de)(de)資本運作平臺相(xiang)繼被(bei)列入異常經(jing)營名錄和(he)失聯私募的(de)(de)同時，徐翔的(de)(de)一些舊部卻依然在(zai)徐翔系上市公(gong)司中十分活躍(yue)。

雖(sui)然(ran)寧波中百年報(bao)顯示，徐(xu)翔(xiang)的“八大金剛”中的史振偉、趙憶(yi)波、張冰、徐(xu)正(zheng)敏、姚佳蓉，已(yi)于2016年3月8日終止了(le)在澤熙投(tou)資(zi)的任職，但目前仍(reng)在徐(xu)翔(xiang)系的上市公司中任職。

4月18日發布(bu)的《寧波(bo)中百股(gu)份有(you)限公(gong)司(si)第八(ba)屆董(dong)(dong)事(shi)會(hui)(hui)第九次會(hui)(hui)議決議公(gong)告》顯示，此次會(hui)(hui)議應出(chu)席的董(dong)(dong)事(shi) 有(you)9 人(ren)，實際出(chu)席了(le) 9 人(ren)。會(hui)(hui)議還選舉了(le)專門(men)委(wei)員(yuan)會(hui)(hui)的名單。最后結果為(wei)(wei)，公(gong)司(si)戰略委(wei)員(yuan)會(hui)(hui)由董(dong)(dong)事(shi)徐峻、嚴鵬、王(wang)年(nian)成(cheng)(cheng) 3人(ren)組(zu)成(cheng)(cheng)，召集人(ren)為(wei)(wei)徐峻 ；公(gong)司(si)審計委(wei)員(yuan)會(hui)(hui)由獨立(li)董(dong)(dong)事(shi)趙(zhao)秀芳 、王(wang)學明(ming) 、王(wang)年(nian)成(cheng)(cheng) 3人(ren)組(zu)成(cheng)(cheng)，召集人(ren)為(wei)(wei)趙(zhao)秀芳 ；公(gong)司(si)提名委(wei)員(yuan)會(hui)(hui)由獨立(li)董(dong)(dong)事(shi)王(wang)年(nian)成(cheng)(cheng) 、王(wang)學明(ming) ，董(dong)(dong)事(shi)趙(zhao)憶波(bo) 3 人(ren)組(zu)成(cheng)(cheng)，召集人(ren)為(wei)(wei)王(wang)年(nian)成(cheng)(cheng) 。

資(zi)料顯示，寧波中百的(de)9個董(dong)事(shi)為徐峻(jun)、嚴鵬、張冰、史振偉、趙憶波 、黃(huang)炎水、趙秀芳、王(wang)年成(cheng)、王(wang)學(xue)明，其中后三(san)人為獨立董(dong)事(shi)。也就是說“八大(da)金剛(gang)”中多人不但仍在寧波中百發揮作用，且權力很(hen)大(da)。

火山(shan)財(cai)富記者注意到，在(zai)(zai)舊部活躍的同時(shi)，徐翔管理的一些產品還存續在(zai)(zai)上(shang)市公司(si)的十大流通股(gu)東(dong)中。康強電子(zi)年(nian)(nian)報顯(xian)示，在(zai)(zai)去(qu)年(nian)(nian)年(nian)(nian)底(di)，澤熙6期單一資金信托計劃依舊持有(you)公司(si)1031萬股(gu)，占(zhan)公司(si)總流通股(gu)本的比(bi)例為5.31%，保持不變(bian)。

世紀星源的(de)公(gong)告(gao) 《向特定(ding)對象發行股(gu)(gu)(gu)份及支付現金(jin)購(gou)買(mai)資產(chan)并募集配套(tao)資金(jin)實施(shi)情(qing)況暨新增(zeng)股(gu)(gu)(gu)份上市報告(gao)書》同時顯(xian)示(shi)，截止去年12月29日時，澤熙投(tou)資基金(jin) 1 號私(si)募投(tou)資基金(jin)持有公(gong)司415萬股(gu)(gu)(gu)，占(zhan)公(gong)司總股(gu)(gu)(gu)本的(de)比例為0.45% 。