全國股轉系統發布通知稱

終止發行股票須履行完備程序

本報訊(xun)3月17日(ri)，全國股(gu)(gu)轉系(xi)統(tong)(tong)（俗稱新三(san)板）發(fa)布通知稱，對于發(fa)行(xing)后(hou)股(gu)(gu)東(dong)人數累計不超過200人的掛牌公司，股(gu)(gu)票(piao)發(fa)行(xing)備案文件一(yi)經接(jie)收，未經全國股(gu)(gu)份轉讓系(xi)統(tong)(tong)同意，不得撤回或替(ti)換。終(zhong)止發(fa)行(xing)股(gu)(gu)票(piao)須履行(xing)完備程序。

實踐中，一(yi)些(xie)掛(gua)牌公司(si)在提(ti)交股(gu)(gu)票(piao)發(fa)行(xing)備(bei)案(an)文件(jian)后，存在擬終止股(gu)(gu)票(piao)發(fa)行(xing)并(bing)申請(qing)撤(che)回股(gu)(gu)票(piao)發(fa)行(xing)備(bei)案(an)文件(jian)的(de)情況。全(quan)(quan)國(guo)(guo)(guo)股(gu)(gu)轉系(xi)統(tong)昨(zuo)日發(fa)布的(de)《關于向全(quan)(quan)國(guo)(guo)(guo)中小企業股(gu)(gu)份(fen)轉讓(rang)系(xi)統(tong)申請(qing)撤(che)回股(gu)(gu)票(piao)發(fa)行(xing)備(bei)案(an)文件(jian)有關事項的(de)通(tong)知》提(ti)出，根據《全(quan)(quan)國(guo)(guo)(guo)中小企業股(gu)(gu)份(fen)轉讓(rang)系(xi)統(tong)股(gu)(gu)票(piao)發(fa)行(xing)業務細則（試行(xing)）》、《全(quan)(quan)國(guo)(guo)(guo)中小企業股(gu)(gu)份(fen)轉讓(rang)系(xi)統(tong)股(gu)(gu)票(piao)發(fa)行(xing)業務指南》等規定，股(gu)(gu)票(piao)發(fa)行(xing)備(bei)案(an)文件(jian)一(yi)經(jing)接(jie)收，未經(jing)全(quan)(quan)國(guo)(guo)(guo)股(gu)(gu)份(fen)轉讓(rang)系(xi)統(tong)公司(si)同意，不得(de)撤(che)回或替換。

對(dui)于發(fa)(fa)行(xing)(xing)后股(gu)(gu)(gu)東(dong)人(ren)數累(lei)計不(bu)超過(guo)200人(ren)的情況，提出(chu)具(ju)體要求，包(bao)括終止股(gu)(gu)(gu)票(piao)發(fa)(fa)行(xing)(xing)事項(xiang)需經掛牌(pai)公(gong)(gong)(gong)司董(dong)事會、股(gu)(gu)(gu)東(dong)大(da)會審議(yi)通過(guo)，并且董(dong)事會決(jue)(jue)議(yi)、股(gu)(gu)(gu)東(dong)大(da)會決(jue)(jue)議(yi)和(he)終止股(gu)(gu)(gu)票(piao)發(fa)(fa)行(xing)(xing)的公(gong)(gong)(gong)告(gao)已及時披露；發(fa)(fa)行(xing)(xing)人(ren)已與全部認購人(ren)就終止發(fa)(fa)行(xing)(xing)和(he)退款事宜(yi)協(xie)商(shang)(shang)一致；滿足上述要求的掛牌(pai)公(gong)(gong)(gong)司可在股(gu)(gu)(gu)東(dong)大(da)會通過(guo)后十個(ge)轉讓日內向全國股(gu)(gu)(gu)轉系統遞交申(shen)請材(cai)料，并報送審議(yi)終止股(gu)(gu)(gu)票(piao)發(fa)(fa)行(xing)(xing)的董(dong)事會決(jue)(jue)議(yi)、審議(yi)終止股(gu)(gu)(gu)票(piao)發(fa)(fa)行(xing)(xing)的股(gu)(gu)(gu)東(dong)大(da)會決(jue)(jue)議(yi)、加(jia)(jia)蓋(gai)掛牌(pai)公(gong)(gong)(gong)司公(gong)(gong)(gong)章(zhang)的公(gong)(gong)(gong)司申(shen)請、加(jia)(jia)蓋(gai)券商(shang)(shang)公(gong)(gong)(gong)章(zhang)的主辦券商(shang)(shang)審查意見等材(cai)料。

經(jing)審查(cha)通過(guo)的(de)申請(qing)，全(quan)國股轉(zhuan)系統將出具《終(zhong)止(zhi)股票發行備案審查(cha)通知書》，并終(zhong)止(zhi)審查(cha)。（左永剛）