每經編輯｜每經記(ji)者 劉海軍    

每經記者 劉海軍

1月15日，證監會發布(bu)(bu)了(le)(le)《2015年私(si)募(mu)基金檢查執法情(qing)況通報》，公布(bu)(bu)了(le)(le)多項執法措(cuo)施，其(qi)中(zhong)也包(bao)括對(dui)27家(jia)私(si)募(mu)做出了(le)(le)行政監管措(cuo)施。 《每日經(jing)濟新聞》.火山財富（微(wei)信(xin)公眾號：huoshan5188）記(ji)者(zhe)注(zhu)意到，在27家(jia)私(si)募(mu)中(zhong)，大部分是從事房地產、股權投(tou)資和(he)證券(quan)投(tou)資業務，其(qi)中(zhong)還不乏市場知名的私(si)募(mu)大佬。

27家私募被行政監管

證監會稱，私募基(ji)(ji)金自納(na)入(ru)監管以來，發展迅速, 目前已(yi)登記私募基(ji)(ji)金管理人(ren)2.5萬(wan)家，基(ji)(ji)金規模5.1萬(wan)億(yi)。部分私募基(ji)(ji)金規范運作，對推動創(chuang)新創(chuang)業(ye)、增加融資渠道、促進經濟發展做(zuo)出了切實貢(gong)獻。但私募行業(ye)在迅速發展過(guo)程中也(ye)存在一定(ding)的問題。

證監會檢查發現(xian),當前(qian)私募基金領域存在以(yi)下(xia)違法(fa)違規問題，甚至涉嫌非(fei)法(fa)集資(zi)等犯(fan)罪(zui)活(huo)動(dong)：登記備案信息失真(zhen)，資(zi)金募集行為違規，投(tou)資(zi)運作行為違規，公司管理失范，涉嫌違法(fa)犯(fan)罪(zui)。

為遏制違法犯罪和違規經營，對于(yu)檢查中發現的問題，2015年，證監(jian)會區分不同(tong)情形，依法采取了以(yi)下措(cuo)(cuo)施：一是對上海(hai)寶銀(yin)創贏投資管(guan)(guan)(guan)理(li)有(you)限公(gong)司(si)(si)作出行(xing)(xing)政(zheng)處罰。二是對27家私募基金管(guan)(guan)(guan)理(li)人(ren)采取行(xing)(xing)政(zheng)監(jian)管(guan)(guan)(guan)措(cuo)(cuo)施。三是對2家私募銷售機構(gou)采取行(xing)(xing)政(zheng)監(jian)管(guan)(guan)(guan)措(cuo)(cuo)施：上海(hai)好買信投資管(guan)(guan)(guan)理(li)有(you)限公(gong)司(si)(si)、武漢財富基石投資管(guan)(guan)(guan)理(li)有(you)限公(gong)司(si)(si)。四是對8個(ge)相關責(ze)任人(ren)采取行(xing)(xing)政(zheng)監(jian)管(guan)(guan)(guan)措(cuo)(cuo)施。

此外，還對(dui)(dui)9家私(si)募基金(jin)管(guan)理(li)人立案(an)稽(ji)查；對(dui)(dui)21家私(si)募基金(jin)管(guan)理(li)人涉嫌違(wei)法犯罪(zui)線(xian)索移送公安機關或地方政府。

三類私募居多

證監(jian)(jian)會此(ci)次公(gong)(gong)(gong)(gong)(gong)布(bu)的重(zhong)頭戲是(shi)宣布(bu)對以下27家(jia)私募(mu)采取(qu)行政(zheng)監(jian)(jian)管(guan)(guan)(guan)(guan)(guan)(guan)措施：中逢昊投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)（北(bei)(bei)京）有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、華(hua)夏恒業投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)（北(bei)(bei)京）有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、六寶(bao)(bao)（北(bei)(bei)京）投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、北(bei)(bei)京威士曼惠世投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、北(bei)(bei)京恒天(tian)財富投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、太(tai)原(yuan)新晉(jin)商(shang)創(chuang)(chuang)業投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、 中融金(jin)城投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)擔保有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、 晉(jin)商(shang)世紀山(shan)西股權(quan)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、譽霖(lin)恒信(xin)股權(quan)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)（大連(lian)）有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、鼎立(li)資(zi)(zi)(zi)產(chan)(chan)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)（大連(lian)）有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣(guang)州(zhou)(zhou)銀閏投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)顧(gu)問有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣(guang)州(zhou)(zhou)安州(zhou)(zhou)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、廣(guang)州(zhou)(zhou)穗(sui)富投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海凱石(shi)益(yi)正資(zi)(zi)(zi)產(chan)(chan)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海歌斐資(zi)(zi)(zi)產(chan)(chan)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海盛(sheng)宇股權(quan)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)中心(xin)（有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)合伙(huo)）、上(shang)(shang)海穩裕(yu)股權(quan)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si) 、上(shang)(shang)海寶(bao)(bao)銀創(chuang)(chuang)贏投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、湖北(bei)(bei)奧信(xin)創(chuang)(chuang)業投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、深圳市(shi)金(jin)賽銀基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、深圳市(shi)匯朋聯(lian)銀投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、中科招(zhao)商(shang)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)集團股份有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、陜(shan)西圣禹投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、四川垚盛(sheng)投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、安徽(hui)太(tai)平洋產(chan)(chan)業投(tou)(tou)(tou)(tou)(tou)資(zi)(zi)(zi)基金(jin)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si) 、河(he)南東達(da)資(zi)(zi)(zi)產(chan)(chan)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)、河(he)南省(sheng)以馬內利資(zi)(zi)(zi)產(chan)(chan)管(guan)(guan)(guan)(guan)(guan)(guan)理(li)(li)(li)(li)(li)有(you)(you)(you)(you)(you)(you)(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)。

《每(mei)日經(jing)濟(ji)新聞》.火(huo)山(shan)財富(fu)（微信公眾(zhong)號：huoshan5188）記者(zhe)查(cha)閱資料后了解到，此(ci)次被證監會行(xing)政(zheng)監管的27家私(si)募(mu)中，從(cong)業務類(lei)型上(shang)大概可以(yi)分為三類(lei)。

第一類是數量最多的(de)股權投(tou)(tou)(tou)(tou)資基金。如中逢昊投(tou)(tou)(tou)(tou)資、做文化旅游投(tou)(tou)(tou)(tou)資的(de)新(xin)晉(jin)商創業(ye)投(tou)(tou)(tou)(tou)資、譽霖恒信股權投(tou)(tou)(tou)(tou)資 、上海盛(sheng)宇(yu)、湖(hu)北奧(ao)信創業(ye)投(tou)(tou)(tou)(tou)資、中科招商、太平洋(yang)產業(ye)投(tou)(tou)(tou)(tou)資、晉(jin)商世紀山西股權投(tou)(tou)(tou)(tou)資。

第(di)二類是(shi)房(fang)地產私(si)募，如(ru)華夏恒業投資，主要是(shi)做地產基金和市政工程基金 ；威(wei)士(shi)曼(man)惠(hui)世投資；上海穩裕股權投資管理有限公司，做房(fang)地產基金；金賽銀基金；匯朋聯銀投資。

還有一大類是(shi)做證券(quan)期貨(huo)投資(zi)(zi)的私募，如(ru)鼎立資(zi)(zi)產(chan)、安(an)州(zhou)投資(zi)(zi)、穗富(fu)投資(zi)(zi)、廣州(zhou)銀(yin)閏、凱石益正資(zi)(zi)產(chan)、寶銀(yin)創(chuang)贏投資(zi)(zi)、東(dong)達資(zi)(zi)產(chan)、以馬內利資(zi)(zi)產(chan)等。

多位行業大咖牽涉其中

除了以上(shang)三(san)(san)大(da)類(lei)之(zhi)外，《每(mei)日(ri)經(jing)濟新(xin)聞(wen)》.火(huo)山財(cai)富(fu)（微(wei)信公眾(zhong)號：huoshan5188）記者(zhe)了解到(dao)，還有兩(liang)個有名(ming)的(de)第三(san)(san)方財(cai)富(fu)公司(si)中槍(qiang)：因歌斐資產(chan)是諾(nuo)亞財(cai)富(fu)的(de)全資子公司(si)，此次諾(nuo)亞財(cai)富(fu)和上(shang)文名(ming)單中的(de)北京恒天(tian)財(cai)富(fu)投資管(guan)理有限(xian)公司(si)一起(qi)上(shang)榜。

在證(zheng)券期(qi)貨私(si)(si)募(mu)(mu)中，在去年(nian)11月因(yin)存在向(xiang)不特定對象宣傳推介私(si)(si)募(mu)(mu)基金產(chan)(chan)(chan)(chan)品及其他(ta)違(wei)法違(wei)規行為被(bei)證(zheng)監會(hui)罰款(kuan)40萬元的(de)寶銀(yin)創贏董(dong)事長(chang)崔(cui)軍(jun)、管(guan)理產(chan)(chan)(chan)(chan)品眾多的(de)安(an)州投資(zi)(zi)、一只產(chan)(chan)(chan)(chan)品進入2015年(nian)度(du)私(si)(si)募(mu)(mu)業績前(qian)十的(de)穗富投資(zi)(zi)、市場名人陳繼武領銜的(de)凱石益正資(zi)(zi)產(chan)(chan)(chan)(chan)等都是名副(fu)其實的(de)股(gu)票私(si)(si)募(mu)(mu)大咖，而銀(yin)閏投資(zi)(zi)老板(ban)劉增鋮和以馬內利(li)資(zi)(zi)產(chan)(chan)(chan)(chan)董(dong)事長(chang)張明偉則是期(qi)貨市場響當當的(de)大鱷。

其(qi)中，早在(zai)(zai)去年11月18日，深交所就(jiu)發布(bu)了對穗富(fu)投(tou)資及其(qi)法定代表人給予公開譴責的公告，稱(cheng)9月7日至9月25日間，穗富(fu)投(tou)資通過信托產品累計減持同大股份(fen)，公司行為違(wei)反了相關規定，證監會隨(sui)后也在(zai)(zai)例行的每周(zhou)新聞發布(bu)會上表示情況屬實，并對此進(jin)行了立(li)案調查。

在(zai)所有(you)被監管的(de)27家私募中(zhong)，六寶投(tou)資基金沒有(you)什么名氣(qi)，但記者查閱資料后了解到(dao)，此私募是大名鼎(ding)鼎(ding)的(de)香港霍(huo)氏家族旗下公司。

根(gen)據六寶基(ji)金官網(wang)介(jie)紹(shao)，六寶（北(bei)京）投資基(ji)金成立于2009年，是(shi)一家以股權基(ji)金管理、財富管理、風(feng)險管理及財務顧問(wen)為(wei)主營業(ye)(ye)(ye)務的(de)專業(ye)(ye)(ye)基(ji)金管理機構。公(gong)司為(wei)霍氏實業(ye)(ye)(ye)有(you)限公(gong)司成員企業(ye)(ye)(ye)，公(gong)司董事(shi)長是(shi)霍文(wen)芳，其為(wei)香港霍氏實業(ye)(ye)(ye)有(you)限公(gong)司董事(shi)長兼首席(xi)執行官。

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