保(bao)監會網站14日發布消息(xi)稱(cheng)，為(wei)支持保(bao)險公(gong)(gong)司(si)在(zai)全(quan)國中小(xiao)企(qi)業股份(fen)轉讓(rang)系統(tong)掛(gua)牌，健全(quan)公(gong)(gong)司(si)價(jia)值(zhi)發現(xian)機制(zhi)，拓寬市場化資(zi)本(ben)補(bu)充渠道，進(jin)一步完善(shan)公(gong)(gong)司(si)治理，保(bao)監會起草了(le)《關(guan)于保(bao)險公(gong)(gong)司(si)在(zai)全(quan)國中小(xiao)企(qi)業股份(fen)轉讓(rang)系統(tong)掛(gua)牌有(you)關(guan)事(shi)項(xiang)的(de)通知（征(zheng)求意見(jian)(jian)稿(gao)）》，現(xian)向社會公(gong)(gong)開征(zheng)求意見(jian)(jian)，意見(jian)(jian)反饋截止時間為(wei)2016年4月(yue)24日。

《征求意見稿(gao)》提出，保(bao)監(jian)會支持符合條件(jian)的保(bao)險(xian)(xian)公(gong)司在全國中(zhong)(zhong)小企(qi)業股(gu)份轉(zhuan)讓(rang)系統(tong)掛牌，鼓勵掛牌保(bao)險(xian)(xian)公(gong)司采(cai)取做市方(fang)式或競價方(fang)式進行掛牌股(gu)份轉(zhuan)讓(rang)。保(bao)險(xian)(xian)公(gong)司在全國中(zhong)(zhong)小企(qi)業股(gu)份轉(zhuan)讓(rang)系統(tong)掛牌，應(ying)當(dang)符合保(bao)監(jian)會有關審慎監(jian)管指標(biao)，最近三年內無重大(da)違(wei)(wei)法違(wei)(wei)規行為。

《征求意見稿》提出，保險公司向全(quan)(quan)國中小企業股(gu)(gu)份轉(zhuan)讓系(xi)統申請(qing)掛牌前，需(xu)取得(de)保監(jian)(jian)會(hui)的(de)監(jian)(jian)管(guan)意見。保險公司通過全(quan)(quan)國中小企業股(gu)(gu)份轉(zhuan)讓系(xi)統非公開發行股(gu)(gu)票的(de)，需(xu)在發行前取得(de)保監(jian)(jian)會(hui)的(de)監(jian)(jian)管(guan)意見。保險公司應當在非公開發行股(gu)(gu)票完成之日起三十日內，按(an)照有關規定(ding)向保監(jian)(jian)會(hui)提交變更注冊資(zi)本的(de)行政(zheng)許可申請(qing)。

同(tong)時，保(bao)險公(gong)(gong)(gong)司(si)根據規定(ding)申請保(bao)監會(hui)出具監管(guan)意見時，還應當(dang)提交(jiao)公(gong)(gong)(gong)司(si)股東大會(hui)通過的(de)(de)在全國(guo)中(zhong)(zhong)小(xiao)企(qi)業股份(fen)轉讓(rang)系統(tong)掛(gua)(gua)牌(pai)或非(fei)公(gong)(gong)(gong)開(kai)發行(xing)股票(piao)的(de)(de)決(jue)(jue)議、授權(quan)董(dong)事(shi)會(hui)處理有(you)關事(shi)宜的(de)(de)決(jue)(jue)議、在全國(guo)中(zhong)(zhong)小(xiao)企(qi)業股份(fen)轉讓(rang)系統(tong)掛(gua)(gua)牌(pai)或非(fei)公(gong)(gong)(gong)開(kai)發行(xing)股票(piao)的(de)(de)方案(an)（方案(an)應明(ming)確掛(gua)(gua)牌(pai)或發行(xing)后(hou)股份(fen)轉讓(rang)的(de)(de)方式，非(fei)公(gong)(gong)(gong)開(kai)發行(xing)股票(piao)的(de)(de)方案(an)中(zhong)(zhong)還應明(ming)確擬發行(xing)對象(xiang)的(de)(de)基本情況(kuang)、財務(wu)狀況(kuang)等信息）、在全國(guo)中(zhong)(zhong)小(xiao)企(qi)業股份(fen)轉讓(rang)系統(tong)掛(gua)(gua)牌(pai)或非(fei)公(gong)(gong)(gong)開(kai)發行(xing)股票(piao)后(hou)的(de)(de)股權(quan)結(jie)構變化情況(kuang)、償(chang)付能力與公(gong)(gong)(gong)司(si)治理狀況(kuang)說明(ming)、經營(ying)業績(ji)與財務(wu)狀況(kuang)說明(ming)、保(bao)監會(hui)規定(ding)的(de)(de)其他材料。

《征求意見(jian)稿》稱(cheng)，投資(zi)人(ren)通過全國(guo)中小企(qi)業股(gu)(gu)份(fen)轉(zhuan)讓(rang)(rang)系統持(chi)有掛牌保(bao)(bao)險公(gong)司(si)已發(fa)行的(de)(de)(de)股(gu)(gu)份(fen)達到5%以上的(de)(de)(de)，應(ying)當在(zai)(zai)該(gai)事實發(fa)生之日起(qi)15日內，由保(bao)(bao)險公(gong)司(si)報保(bao)(bao)監會批(pi)準。保(bao)(bao)監會有權(quan)要求不符合(he)條件的(de)(de)(de)投資(zi)人(ren)轉(zhuan)讓(rang)(rang)所持(chi)有的(de)(de)(de)股(gu)(gu)份(fen)。投資(zi)人(ren)通過全國(guo)中小企(qi)業股(gu)(gu)份(fen)轉(zhuan)讓(rang)(rang)系統，以協議方式(shi)(shi)受讓(rang)(rang)掛牌保(bao)(bao)險公(gong)司(si)股(gu)(gu)份(fen)不足5%的(de)(de)(de)，應(ying)當在(zai)(zai)該(gai)事實發(fa)生之日起(qi)15日內，由保(bao)(bao)險公(gong)司(si)報保(bao)(bao)監會備案(an)；以做市(shi)方式(shi)(shi)或競價(jia)方式(shi)(shi)受讓(rang)(rang)掛牌保(bao)(bao)險公(gong)司(si)股(gu)(gu)份(fen)不足5%的(de)(de)(de)，參照上市(shi)保(bao)(bao)險公(gong)司(si)監管(guan)要求，不再履行備案(an)手續(xu)。

另外，投(tou)資(zi)(zi)(zi)人通(tong)過全國(guo)中小企(qi)業股(gu)(gu)份(fen)轉讓系統投(tou)資(zi)(zi)(zi)掛牌保(bao)險(xian)公司(si)股(gu)(gu)份(fen)，應(ying)當符合保(bao)監會規定(ding)的條件。保(bao)險(xian)公司(si)選擇(ze)協議(yi)方式掛牌的，投(tou)資(zi)(zi)(zi)人應(ying)當符合《保(bao)險(xian)公司(si)股(gu)(gu)權管理辦法》非(fei)上市保(bao)險(xian)公司(si)股(gu)(gu)東資(zi)(zi)(zi)格(ge)的相關(guan)規定(ding)；保(bao)險(xian)公司(si)選擇(ze)做(zuo)市方式或競價方式掛牌的，投(tou)資(zi)(zi)(zi)人資(zi)(zi)(zi)格(ge)參照適用上市保(bao)險(xian)公司(si)監管要求，允(yun)許自然人等合格(ge)投(tou)資(zi)(zi)(zi)者投(tou)資(zi)(zi)(zi)掛牌保(bao)險(xian)公司(si)股(gu)(gu)份(fen)。