針對日前市場質(zhi)疑(yi)中國南(nan)車(che)和(he)中國北車(che)涉嫌內(nei)幕(mu)交易(yi)的問(wen)題，證監會(hui)(hui)新聞發(fa)言人(ren)張曉軍表示，這(zhe)是一個(ge)具體的問(wen)題，證監會(hui)(hui)保持對內(nei)幕(mu)交易(yi)的關注，保持高壓態(tai)勢，已形(xing)成了(le)一套內(nei)幕(mu)交易(yi)調查和(he)懲罰機制(zhi)。

3月5日尾盤時，中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)南(nan)(nan)車和(he)中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)北車股價(jia)明顯(xian)異(yi)動，直線拉升沖擊漲(zhang)停，當日盤后中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)南(nan)(nan)車和(he)中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)北車公告稱，中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)南(nan)(nan)車和(he)中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)北車合并(bing)獲國(guo)(guo)(guo)資委批準。該事件(jian)一度引發(fa)市場關于中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)南(nan)(nan)車和(he)中(zhong)(zhong)(zhong)(zhong)國(guo)(guo)(guo)北車涉嫌內幕交易(yi)的質疑。

據(ju)張曉軍介紹(shao)，證監(jian)(jian)會去(qu)年修訂了《上(shang)(shang)市公(gong)司(si)(si)收(shou)購管理辦法(fa)》和《上(shang)(shang)市公(gong)司(si)(si)重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)管理辦法(fa)》。按照(zhao)現有的(de)規定，一是明(ming)確了對(dui)服(fu)務機構及(ji)其人員的(de)行(xing)為約(yue)束，要(yao)求重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)信(xin)(xin)息(xi)(xi)披(pi)露(lu)前要(yao)報備；二是要(yao)求重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)交(jiao)(jiao)易(yi)對(dui)方作(zuo)出(chu)公(gong)開承諾，如果(guo)因為提(ti)(ti)供的(de)信(xin)(xin)息(xi)(xi)存(cun)在(zai)虛假、誤導或遺(yi)漏將(jiang)依(yi)法(fa)承擔賠償(chang)責任，同時(shi)在(zai)查實內幕(mu)交(jiao)(jiao)易(yi)前，暫停相關人員的(de)股(gu)權(quan)轉讓，并(bing)明(ming)確內幕(mu)信(xin)(xin)息(xi)(xi)核查人員名(ming)單(dan)的(de)界定標(biao)準等；三是繼續嚴格執行(xing)證監(jian)(jian)會于2012年11月(yue)制(zhi)定發布(bu)《關于加強與(yu)上(shang)(shang)市公(gong)司(si)(si)重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)相關股(gu)票(piao)異常(chang)交(jiao)(jiao)易(yi)監(jian)(jian)管的(de)暫行(xing)規定》，將(jiang)股(gu)票(piao)異常(chang)交(jiao)(jiao)易(yi)監(jian)(jian)管與(yu)重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)行(xing)政許可掛鉤。根(gen)據(ju)《暫行(xing)規定》，上(shang)(shang)市公(gong)司(si)(si)停牌進入重(zhong)(zhong)(zhong)大(da)資(zi)(zi)產(chan)重(zhong)(zhong)(zhong)組(zu)程(cheng)序(xu)后，滬深交(jiao)(jiao)易(yi)所將(jiang)立即啟動股(gu)票(piao)異常(chang)交(jiao)(jiao)易(yi)核查程(cheng)序(xu)，并(bing)及(ji)時(shi)將(jiang)股(gu)票(piao)異常(chang)交(jiao)(jiao)易(yi)信(xin)(xin)息(xi)(xi)上(shang)(shang)報證監(jian)(jian)會，由證監(jian)(jian)會根(gen)據(ju)具體情節決定暫停或者終止(zhi)審(shen)核程(cheng)序(xu)，并(bing)責令相關主體及(ji)時(shi)履(lv)行(xing)信(xin)(xin)息(xi)(xi)披(pi)露(lu)和風險提(ti)(ti)示義務。

張曉軍強調，證監會(hui)始(shi)終保持對內幕交(jiao)易的高壓態勢，也(ye)形成了一套行之(zhi)有效的內幕交(jiao)易調查(cha)和懲罰機制和處罰認定規則，同時將根據市場新(xin)情況、新(xin)問題改進新(xin)舉措(cuo)。