每(mei)經(jing)AI快訊(xun)，三峽新(xin)材12月10日晚間公(gong)告稱，3名獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)因為“未(wei)(wei)(wei)出席公(gong)司(si)(si)2023年第(di)三次臨時董(dong)(dong)(dong)(dong)(dong)(dong)事(shi)(shi)會(hui)(hui)會(hui)(hui)議，也(ye)未(wei)(wei)(wei)委托其他獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)代為出席會(hui)(hui)議”，違反(fan)了《上(shang)(shang)(shang)市(shi)公(gong)司(si)(si)獨(du)(du)(du)立董(dong)(dong)(dong)(dong)(dong)(dong)事(shi)(shi)管(guan)理辦法(fa)(fa)》（以下簡稱《獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)辦法(fa)(fa)》，即業界稱“獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)新(xin)規”）第(di)二十條第(di)一款之(zhi)規定，湖北證監(jian)(jian)局(ju)決定對(dui)上(shang)(shang)(shang)述3名獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)采(cai)(cai)取(qu)(qu)出具(ju)警示函的(de)行政監(jian)(jian)管(guan)措施(shi)(shi)(shi)，并記入證券期貨市(shi)場誠(cheng)信檔(dang)案。而在5天前，上(shang)(shang)(shang)交所剛(gang)剛(gang)對(dui)上(shang)(shang)(shang)述3名獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)采(cai)(cai)取(qu)(qu)監(jian)(jian)管(guan)警示。 這是《獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)辦法(fa)(fa)》9月4日正(zheng)式實施(shi)(shi)(shi)以來，首個因為獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)未(wei)(wei)(wei)勤勉盡(jin)責(ze)，未(wei)(wei)(wei)盡(jin)到(dao)作為獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)的(de)法(fa)(fa)定職責(ze)，而被監(jian)(jian)管(guan)部(bu)門采(cai)(cai)取(qu)(qu)行政監(jian)(jian)管(guan)措施(shi)(shi)(shi)的(de)案例。 市(shi)場人士認為，監(jian)(jian)管(guan)部(bu)門針對(dui)獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)缺席會(hui)(hui)議而采(cai)(cai)取(qu)(qu)監(jian)(jian)管(guan)措施(shi)(shi)(shi)的(de)情(qing)況(kuang)較少，但該(gai)案仍值得關注。監(jian)(jian)管(guan)部(bu)門對(dui)獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)履職情(qing)況(kuang)加強監(jian)(jian)管(guan)，推動(dong)《獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)辦法(fa)(fa)》落(luo)地落(luo)實，有助(zhu)于督促獨(du)(du)(du)董(dong)(dong)(dong)(dong)(dong)(dong)真正(zheng)發揮作用，完善上(shang)(shang)(shang)市(shi)公(gong)司(si)(si)治理結構，提(ti)高治理水平，維護上(shang)(shang)(shang)市(shi)公(gong)司(si)(si)整(zheng)體利(li)益，保護中小股東合法(fa)(fa)權(quan)益。（證券日報）