上(shang)海證券(quan)交易(yi)所(suo)(suo)、香港(gang)(gang)(gang)聯合(he)交易(yi)所(suo)(suo)有(you)限公司(si)、中(zhong)(zhong)國(guo)證券(quan)登記結算(suan)有(you)限責(ze)任(ren)公司(si)和香港(gang)(gang)(gang)中(zhong)(zhong)央結算(suan)有(you)限公司(si)4日在滬(hu)簽署(shu)滬(hu)港(gang)(gang)(gang)通(tong)《四(si)方(fang)(fang)協(xie)議》。該(gai)協(xie)議是(shi)上(shang)述四(si)方(fang)(fang)就滬(hu)港(gang)(gang)(gang)通(tong)業務進(jin)行合(he)作(zuo)的(de)(de)基礎文(wen)件(jian)，用以明(ming)確四(si)方(fang)(fang)的(de)(de)權利和義務，就滬(hu)港(gang)(gang)(gang)通(tong)中(zhong)(zhong)的(de)(de)滬(hu)港(gang)(gang)(gang)交易(yi)通(tong)、滬(hu)港(gang)(gang)(gang)結算(suan)通(tong)分別作(zuo)出(chu)了(le)安(an)排，內容涵蓋滬(hu)港(gang)(gang)(gang)通(tong)主(zhu)要基本業務細節。上(shang)交所(suo)(suo)總經理(li)黃紅元、香港(gang)(gang)(gang)交易(yi)所(suo)(suo)行政總裁李小加和中(zhong)(zhong)國(guo)結算(suan)總經理(li)戴(dai)文(wen)華在協(xie)議上(shang)簽字。上(shang)交所(suo)(suo)理(li)事長(chang)桂敏杰、香港(gang)(gang)(gang)交易(yi)所(suo)(suo)主(zhu)席周松崗(gang)和中(zhong)(zhong)國(guo)結算(suan)董事長(chang)周明(ming)出(chu)席并見證了(le)簽約(yue)儀式。

《四方協議》系根據中國(guo)(guo)證(zheng)監會(hui)與香港證(zheng)監會(hui)于4月10日發布的《聯合公告》提(ti)出的原則制定。《聯合公告》明確，中國(guo)(guo)證(zheng)監會(hui)和(he)香港證(zheng)監會(hui)原則批準四方開展滬(hu)(hu)港股票(piao)市場交易互聯互通(tong)機(ji)制試點，并載列了預期實行滬(hu)(hu)港通(tong)項目時將需(xu)遵循的原則。

簽署(shu)協(xie)議的四方(fang)同時強調，《四方(fang)協(xie)議》的實施(shi)條件(jian)是：已經獲得所有(you)必要的批準；所有(you)適用法律已經制訂或修訂并已生(sheng)效；運營文件(jian)已被簽署(shu)并已生(sheng)效。同時，滬(hu)港交易通(tong)(tong)實施(shi)與(yu)滬(hu)港結(jie)算通(tong)(tong)實施(shi)互為條件(jian)。此外，滬(hu)港通(tong)(tong)業務的啟(qi)動還要考慮技術系統到(dao)位(wei)、投資(zi)者(zhe)準備到(dao)位(wei)等(deng)因素。

上交所(suo)、聯交所(suo)等相關主體(ti)將進(jin)一步商(shang)定并簽(qian)署滬(hu)港交易通(tong)協議，其(qi)中包括(kuo)滬(hu)港交易通(tong)各(ge)項(xiang)具體(ti)事宜(yi)的運行(xing)安(an)排。中國結算(suan)和香港結算(suan)將進(jin)一步商(shang)定并簽(qian)署滬(hu)港結算(suan)通(tong)協議，其(qi)中包括(kuo)滬(hu)港結算(suan)通(tong)清算(suan)交收(shou)、登記存管等服(fu)務安(an)排。

關于滬(hu)港交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)易(yi)(yi)通(tong)(tong)(tong)，《四方協議》約定，上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)及(ji)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)證券交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)易(yi)(yi)服務(wu)公司(si)（上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)子(zi)公司(si)）和聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)及(ji)聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)證券交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)易(yi)(yi)服務(wu)公司(si)（聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)子(zi)公司(si)）將建立一項訂單(dan)路由(you)安排，使接受滬(hu)股(gu)通(tong)(tong)(tong)投(tou)(tou)資(zi)者委托買賣(mai)(mai)滬(hu)股(gu)通(tong)(tong)(tong)股(gu)票(piao)的(de)(de)聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)參(can)與(yu)者可(ke)(ke)以(yi)通(tong)(tong)(tong)過(guo)聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)子(zi)公司(si)向(xiang)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)提交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)買賣(mai)(mai)訂單(dan)；接受港股(gu)通(tong)(tong)(tong)投(tou)(tou)資(zi)者委托買賣(mai)(mai)港股(gu)通(tong)(tong)(tong)股(gu)票(piao)的(de)(de)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)會員(yuan)(yuan)可(ke)(ke)以(yi)通(tong)(tong)(tong)過(guo)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)子(zi)公司(si)向(xiang)聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)提交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)買賣(mai)(mai)訂單(dan)。上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)通(tong)(tong)(tong)過(guo)在(zai)香港設立的(de)(de)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)子(zi)公司(si)接收來(lai)自上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)會員(yuan)(yuan)的(de)(de)買賣(mai)(mai)港股(gu)通(tong)(tong)(tong)股(gu)票(piao)的(de)(de)訂單(dan)，并傳遞到聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)易(yi)(yi)平臺(tai)以(yi)在(zai)聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)執(zhi)(zhi)行。聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)應盡(jin)快在(zai)上(shang)(shang)海注冊成立一家獨資(zi)公司(si)接收來(lai)自聯(lian)(lian)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)參(can)與(yu)者的(de)(de)買賣(mai)(mai)滬(hu)股(gu)通(tong)(tong)(tong)股(gu)票(piao)的(de)(de)訂單(dan)，并傳遞到上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)的(de)(de)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)易(yi)(yi)平臺(tai)以(yi)在(zai)上(shang)(shang)交(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)(jiao)所(suo)(suo)執(zhi)(zhi)行。